Financial Services IT & Cybersecurity
Exam-ready compliance, resilient operations, and client trust—delivered as one.
We partner with banks, credit unions, RIAs/wealth advisors, CPA firms, and fintech providers to deliver an integrated IT, security, and compliance program. Our approach aligns to GLBA, SEC/FINRA, SOC 2, PCI DSS, and state privacy rules—so your team moves faster with less risk.
Security, compliance, and performance—delivered as one.
The Financial Services Challenge
Financial organizations operate in a high-stakes, always-on environment. Threats, regulations, and client expectations are rising in tandem. We make operations reliable, audits predictable, and controls continuous.
Fraud & threat pressure
BEC, wire fraud, ransomware, and account takeover.
Regulatory complexity
GLBA, SEC/FINRA, FFIEC, PCI DSS, state privacy laws.
Third-party exposure
Vendor risk and data-sharing obligations.
Evidence burden
Continuous control validation and board reporting.
We embed compliance into daily operations and automate evidence—reducing risk without slowing business.
Our Complete Financial Services IT Ecosystem
Strategic Governance
- Fractional CIO/CISO leadership aligned to GLBA, SEC/FINRA, SOC 2, PCI DSS
- Risk assessments, control mapping, policy program, and evidence management
- Quarterly governance and board-ready KPIs/metrics
Infrastructure Reliability
- 24/7 monitoring and maintenance across servers, network, and endpoints
- Identity-centric access (SSO, MFA, conditional access) and device posture
- Cloud-hybrid architecture for continuity, performance, and scale
Cybersecurity & Compliance Controls
- 24/7 SOC with MDR/XDR, SIEM logging, and threat hunting.
- Email security, DLP, encryption, and zero-trust network access
- Vendor risk management, due diligence, and PCI-aware processes
- Incident response planning, tabletop exercises, and forensics
Performance & Enablement
- Secure workflows for CRM, trading platforms, core banking, and accounting
- Automation for onboarding, offboarding, and privileged access
- Data governance, audit logging, and reporting
Why Financial Organizations Choose NuView
Integrated Partnership
One partner for IT, cybersecurity, and compliance—no gaps.
Exam-Ready by Design
Controls aligned to GLBA, SEC/FINRA, SOC 2, and PCI DSS.
Proactive Defense
24/7 SOC monitoring and continuous improvement.
Executive Strategy, Fractional Cost
CIO/CISO leadership without full-time overhead.
Client Trust Protected
Reputation and relationships safeguarded.
Compliance built in, not bolted on.
Client Snapshots
RIA / Wealth Advisor
SEC & FINRA Alignment
Challenge
Email threats, vendor risk, and evidence gaps pre-exam.
Solution
Unified security stack, vendor due diligence, SIEM logging, governance reports.
Outcome
Clean exam, incident reduction, faster advisor onboarding.
Community Bank
GLBA & PCI Controls
Challenge
Mixed legacy/cloud stack, BEC attempts, DR gaps.
Solution
Identity hardening, network segmentation, DR/BC testing, PCI-aware processes.
Outcome
Reduced fraud exposure, improved resilience, clearer board reporting.
CPA Firm
SOC 2 Practices & Uptime
Challenge
Seasonal spikes, remote staff, client data sharing.
Solution
Zero-trust access, secure file exchange, device posture automation.
Outcome
Faster workflows, lower risk, audit-ready documentation.
Next Step: Build an Exam-Ready, Resilient Operation
Let’s align your environment to regulatory frameworks, protect client data, and support growth with confidence.
We’ll assess your environment, identify gaps, and deliver a clear roadmap to exam-ready compliance and operational resilience.
NuView — your complete IT and cybersecurity partner for financial services.